| Leahy v. District of Columbia,
833 F.2d 1046 (D.C.Cir. 1987)
Contributed by Lowell H. Becraft, Jr. Appeal from the United States District Court for the District
of Columbia
Neal Goldfarb, with whom Arthur Spitzer and Elizebeth Symonds, Washington, D.C., were on brief, for appellant. Susan S. McDonald, Asst. Corp. Counsel, with whom Frederick D. Cooke, Jr., Acting Corp. Counsel, and Charles L. Reischel, Deputy Corp. Counsel, Washington, D.C., were on brief, for appellee. Before RUTH BADER GINSBURG and STARR, Curcuit Judges, and GESELL, District Judge. Opinion for the Court filed by Circuit Judge RUTH BADER GINSBURG. RUTH BADER GINSBURG, Circuit Judge: This case presents a first amendment free exercise clause challenge to the District of Columbia's requirement that applicants for driver's licenses provide the District with their Social Security numbers. The district court, based on a misreading of recent Supreme Court precedent, dismissed the case. Leahy v. District of Columbia, 646 F.Supp. 1372 (D.D.C. 1986). We correct that misreading; restate the currently applicable free exercise doctrine; reverse the district court's judgment and remand the case for further proceedings consistent with this opinion including, as a threshold matter, determination on a more complete record of the sincerity of plaintiff's belief. I. In April 1983, plaintiff John C. Leahy, Jr., then a resident of the District of Columbia, applied for a District of Columbia driver's license. The municipal regulations of the District specify that each driver's license application shall state the applicant's social security number. See D.C.Mun.Regs. tit. 18, § 103.2 (1981).1 Asserting religious objections to the requirement, Leahy refused to supply his social security number; as alternate means of identification, Leahy presented his passport and birth certificate. The licensing examination supervisor did not accept the substitutes. Leahy was not permitted to take the license examination and was not issued a driver's license. Shortly thereafter, on April 7, 1983, Leahy wrote to Marion Barry, Mayor of the District of Columbia, requesting that Leahy's application for a driver's license be processed notwithstanding his refusal to provide his social security number. Mayor Barry forwarded Leahy's letter to Thomas Downs, Director of the District of Columbia Department of Transportation. Director Downs, in a May 6, 1983 response to Leahy, denied the request. Leahy subsequently commenced a civil action against the District of Columbia in federal district court alleging violations of the first amendment and 42 U.S.C. § 1983 (1982); Leahy's complaint sought declaratory and injunctive relief as well as money damages.2 After limited discovery, Leahy moved for summary judgment. The district court denied the motion and dismissed the case sua sponte, effectively granting summary judgment for the District. Opinion and Order, Leahy v. District of Columbia, 646 F.Supp. 1372 (D.D.C.1986); see 10A C. Wright, A. Miller & M. Kane, Federal Practice & Procedure § 2720, at 29-30 (2nd ed. 1983) ("summary judgment may be rendered in favor of opposing party even though [that party] has made no formal cross-motion under Rule 56"). Leahy appealed the dismissal of the case and further contends that his motion for summary judgment should have been granted. We reverse the district court's dismissal order but do not overturn the denial of Leahy's motion for summary judgment. Leahy obtained a social security number in the mid-1960's; he asserts that in approximately 1978 or 1979 he came to believe that "use of his social security number for any purpose not related to the administration of his social security account would endanger his chances of being chosen for life after death." Plaintiff's Statement of Material Facts Not in Dispute ¶8 (Plaintiff's Facts).3 The theological roots of Leahy's asserted belief, see Wisconsin v. Yoder, 406 U.S. 205, 215-16, 92 S.Ct. 1526, 1533-34, 32 L.Ed.2d 15 (1972) (belief must be "religious" in nature to gain shelter under the free exercise clause), lie in the New Testament BOOK OF REVELATION which, in its thirteenth chapter, refers to two beasts. REVELATION prophesies that those who receive the mark of the second beast shall be condemned to eternal damnation. See BOOK OF REVELATION 14:9-11. This mark is characterized as a number required for buying and selling. See id. at 13:17; see also Stevens v. Berger, 428 F.Supp. 896 (E.D.N.Y.1977) (extensive discussion of the theological and historical origins of the "mark of the beast"). Leahy avers that "social security numbers have come to share many of the characteristics of the mark of the beast, and that social security numbers may therefore be the mark of the beast." Plaintiff's Facts ¶7. On that account, Leahy refused to provide his social security number when applying for a driver's license. II. Assuming for purposes of its opinion that Leahy's belief was sincere, the district court proceeded to balance Leahy's interest in freely exercising his rights under the first amendment against the District's stated safety and efficiency interests in requiring social security numbers in applications for driver's licenses. Were it not for a misreading of Bowen v. Roy, 476 U.S. 693, 106 S.Ct. 2147, 90 L.Ed.2d 735 (1986), the most relevant recent Supreme Court opinion, the district court would have adhered to the compelling state interest test enunciated in Sherbert v. Verner, 374 U.S. 398, 83 S.Ct. 1790, 10 L.Ed.2d 965 (1963), and reaffirmed in Thomas v. Review Bd. of the Indiana Employment Sec. Div., 450 U.S. 707, 101 S.Ct. 1425, 67 L.Ed.2d 624 (1981), as it did in its Memorandum Opinion of July 3, 1984 denying the District of Columbia's motion to dismiss. There the district court correctly observed: "[A] burden on religious liberty may be justified ... by showing that it is the least restrictive means of achieving some compelling state interest; only those interests of the highest order can overcome legitimate claims to the free exercise of religion." Leahy v. District of Columbia, No. 83-2907, slip op. at 6 (D.D.C. July 3, 1984) (denying motion to dismiss). In that Memorandum Opinion the district court further indicated, once again correctly we believe, that the compelling state interest test – so far as lower courts can tell from High Court doctrinal statements – applies to driver's license requirements just as it applies to the requirements of government benefit programs. Id. at 6-7.4 Apparently because of the fragmented character of the Supreme Court's disposition in Roy, the district court took that case to have limited the application of Sherbert and Thomas and to have announced a less rigorous standard of scrutiny ("reasonable means of promoting a legitimate public interest") under which Leahy's claim would fail. This standard, proposed by Chief Justice Burger in a portion of his Roy opinion joined by only two other justices (Justice Powell and Rehnquist), 106 S.Ct. at 2149, 2153-58, was expressly rejected by five Justices. See 106 S.Ct. 2158-60 (Blackman, J.), 2164-69 (O'Connor, J., joined by Brennan, J., and Marshall, J.), 2169 (White, J.).5 As the Court restated with unmistakable clarity in Hobbie v. Unemployment Appeals Comm'n of Florida – U.S. – , 107 S.Ct. 1046, 1049-50, 94 L.Ed.2d 190 (1987), the compelling state interest test of Sherbert and Thomas continues to define the Supreme Court's free exercise clause jurisprudence. Under that test, on the current record, the District of Columbia has failed to show that it is entitled to prevail; the District has not demonstrated that requiring a religious objector to provide his social security number in order to obtain a driver's license is the least restrictive means of achieving the concededly vital public safety objective at stake.6 In dismissing the case, the district court construed all relevant facts in a light most favorable to Leahy. For the purpose of summary disposition, the district court was unquestionably correct in assuming that Leahy's belief was sincerely held. However, because we have determined that dismissal of the complaint was improper as a matter of law, this case returns to its former posture – a motion by Leahy for summary judgment denied by the district court. Placed in that framework, the dispute between Leahy and the District over his sincerity is eminently material; the district court therefore cannot be faulted for refusing Leahy's application for immediate judgement in his favor. Accordingly, we remand this case to the district court for further proceedings to determine Leahy's sincerity and, if necessary thereafter, for a determination of any relief to which he may be entitled. See supra note 2. We remind the district court that, pursuant to Federal Rule of Civil Procedure 42(b), it may order a separate trial7 on the limited question of sincerity if it deems this to be convenient or expedient. Reversed and remanded.
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